We are strong advocates for modernizing advisor proficiency. Read our comment letters to learn more about key issues we care about.
CIRO Consultation Paper - Proposed Proficiency Model - Approved Persons under the Investment Dealer and Partially Consolidated Rules
Read
CSA Staff Notice 25-304 Application for Recognition of New Self-Regulatory Organization
Read
MFDA Proposed New Policy No. 11 (Proficiency Standards for the Sale of Alternative Mutual Funds)
OSC Notice 11-794 – Statement of Priorities
CSA Position Paper 25-404 - New Self-Regulatory Organization Framework
CSA - Continuing Education Accreditation Reform Letter - 2021
IIROC Consultation Paper 20-0174 Competency Profiles for Registered and Investment Representatives
CSA Consultation Paper 25-402 - Consultation on the Self-Regulatory Organization Framework
Comments to the Ontario Ministry of Finance Modernization Taskforce
Proposed Amendments to MFDA Policy No. 9 Continuing Education (“CE”) Requirements
CSA - Proposal to Develop Alternative Mutual Fund Proficiency Training
MFDA Continuing Education (CE) Accreditation Process - #0788-P
IIROC Continuing Education Rules - Proposed Amendments - 19-0117